Search for: "Shale Royalties 3, LLC"
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13 Jul 2018, 6:45 am
Shale Energy II, LLC v. [read post]
13 Jul 2018, 6:45 am
Shale Energy II, LLC v. [read post]
26 Feb 2010, 8:23 pm
To further complicate this situation, brokerage firms Cedar Brook Financial Partners, LLC; Next Financial Group, Inc.; QA3 Financial Corp.; and Securities America, Inc. are already embroiled in a putative class action lawsuit for their role as selling agents in the Provident Energy and Shale Royalties securities offerings. [read post]
11 Mar 2014, 7:41 am
The owner of the lease is Chesapeake Exploration, LLC. [read post]
19 Mar 2010, 7:07 am
Today the Financial Industry Regulatory Authority (FINRA) announced that it has expelled Provident Asset Management, LLC, the affiliate broker-dealer of Provident Shale Royalties that marketed the fraudulent Ponzi scheme private placement investments. [read post]
22 Feb 2011, 2:31 pm
Abaco Operating, LLC, et al., in the U.S. [read post]
4 Dec 2009, 12:29 pm
The complaint also names as defendants numerous entities through which Provident raised funds: Provident Energy 1, LLP; Provident Energy 2, LLP; Provident Energy 3, LLP; Shale Royalties II, Inc.; Shale Royalties 3, LLC; Shale Royalties 4, LLC; Shale Royalties 5, LLC; Shale Royalties 6, LLC; Shale Royalties 7, LLC; Shale… [read post]
27 Oct 2011, 12:30 pm
Not only is Boogie contending with a class action lawsuit, but also, it is faced with a securities case filed by investors that purchased Provident's Shale Royalties products and other arbitration cases not related to Provident private placements. [read post]
2 Dec 2011, 1:27 pm
., and Shale (Provident) Royalties. [read post]
18 Oct 2010, 3:52 pm
Chesapeake Exploration LLC, No. [read post]
10 Dec 2015, 7:17 am
Shale Solutions Inc. [read post]
29 Nov 2011, 3:29 pm
If you are an investor that has suffered losses investing in DBSI, Medical Capital Holdings, or Provident Shale Royalties , please contact one of our attorneys at 312-332-0000 to discuss your recovery options. [read post]
12 Sep 2012, 4:57 pm
The Court's summary of the case: In July 2008 Chesapeake Exploration LLC entered into an agreement to purchase deep rights held by Peak Energy Corporation in certain oil and gas leases in the Haynesville Shale formation, for the hefty sum of $15,000 per acre. [read post]
18 Mar 2010, 7:17 pm
FINRA's expulsion did not come about until more than 6 months after the Securities and Exchange Commission filed a securities fraud lawsuit against Provident Asset Management in July 2009 and Provident Royalties, LLC filed for bankruptcy in June 2009. [read post]
Financial Advisor Sanctioned Over Allegations of Unsuitable Overconcentrations of Private Placements
26 Aug 2014, 5:26 am
In fact, Shale Royalties 7 and DBSI LID Fund are both considered Ponzi schemes. [read post]
26 Oct 2015, 7:19 am
The amicus briefs made the San Antonio Business Journal’s “Eagle Ford Shale Insight” feature. [read post]
31 Oct 2013, 8:04 am
FINRA alleged in its complaint that between February and March 2008, Holzer, then a broker at Wedbush Securities, Inc. in Los Angeles, made unsuitable recommendations to seven of her clients to purchase speculative and illiquid investments issued by Provident Shale Royalties 8, LLC. [read post]
11 Apr 2023, 2:29 pm
Shale Energy II, LLC v. [read post]
5 Sep 2011, 1:58 am
(Docket Report) District Court C D California: To satisfy Twombly and Iqbal infringement pleading must do more than identify accused product: Medsquire LLC v. [read post]
4 Oct 2017, 3:35 am
Seems the Texas lawyer was found to have built a huge ($30,000,000) investment operation that was a Ponzi scheme, selling oil and gas securities to their investors through their Vendetta Royalty Partners. [read post]
